Regulatory case
Financial Services Agency and Toshiba Corporation
- Authority
- Financial Services Agency of Japan, on recommendation of the Securities and Exchange Surveillance Commission
- Case number
- Not published
- Filed or opened
- 7 December 2015
- Organization
- Toshiba Corporation
- Current stage
- Administrative monetary penalty order issued.
- Outcome
- Penalty of more than JPY 7.3 billion ordered.
Decisions and steps
Claims this case bears on
- Supported94Japan's Financial Services Agency ordered Toshiba in December 2015 to pay an administrative penalty of more than JPY 7.3 billion for false statements in its securities reports.Regulator statement, 6 January 20163 records citedAccounting
Sources
- S3Tier A Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by TOSHIBA CORPORATIONSecurities and Exchange Surveillance Commission. Regulator press release. 7 December 2015.Supports the recommended amount and the legal basis. It is a recommendation, not the order.Link working, checked 25 October 2026
- S4Tier A Administrative penalty charge against TOSHIBA CORPORATION for making false statements in securities reportsFinancial Services Agency of Japan. Regulator press release. 6 January 2016.FSA Weekly Review No. 177, covering 21 to 28 December 2015. It confirms the order of 24 December 2015 and the conduct, and gives the amount as more than JPY 7.3 billion.Link working, checked 25 October 2026