Cases and proceedings
Court, regulatory, arbitration, audit and insolvency records linked to assessed claims. Each entry keeps the procedural stage exact: a charge is not a conviction, and a settlement without admission is not a finding.
| Case | Authority | Type | Number | Filed or opened | Stage |
|---|---|---|---|---|---|
| Roundup class plaintiffs and Monsanto Company | Circuit Court of the City of St. Louis, Missouri | Civil | Not published | 17 February 2026 | Preliminary approval granted. Final approval hearing held on 14 September 2026, decision pending. |
| Wilson v. Ericsson Inc. | US District Court for the District of Columbia | Civil | 1:25-cv-03926-CKK | 12 November 2025 | Complaint filed |
| Office of the Attorney General of Switzerland v UBS Group AG and UBS AG | Swiss criminal court on charges filed by the Office of the Attorney General of Switzerland (court named in the UBS report) | Criminal | Not published | November 2025 | Dismissed in April 2026, appeal by the Attorney General pending |
| NMC Health plc (in administration) v. Ernst and Young | High Court of England and Wales | Civil | Not published | Not published. Trial began 19 May 2025. | Settled before judgment |
| In re Nikola Corporation and affiliated debtors | United States Bankruptcy Court for the District of Delaware | Insolvency | Not published | 19 February 2025 | Chapter 11 sale and liquidation process |
| United States v. Hino Motors, Ltd. | US District Court for the Eastern District of Michigan | Criminal | 2:25-CR-20016 | 15 January 2025 | Sentenced on 19 March 2025. Five-year probation running. |
| Monsanto Company v. Durnell | Supreme Court of the United States | Civil | 24-1068 | 2025 (petition, exact docketing date not read) | Decided on 25 June 2026. Missouri judgment reversed and remanded. |
| United States v. McKinsey & Company Africa (Pty) Ltd | US District Court for the Southern District of New York | Criminal | Not published | 5 December 2024 | Three-year deferred prosecution agreement in effect. No record of dismissal found as of October 2026. |
| Securities and Exchange Commission v. Gautam Adani and Sagar Adani | U.S. District Court for the Eastern District of New York | Civil | 24-cv-08080 (NGG) (JRC) | 20 November 2024 | Proposed consent final judgments filed 14 May 2026, without admitting or denying. Entry not verified in records read |
| Fiscalía Anticorrupción against Gotham City Research, General Industrial Partners and executives | Audiencia Nacional (Spain) | Criminal | Not published | 19 November 2024 | Investigation. Suspects summoned for 26 February 2026 and 5 March 2026. Later steps not confirmed. |
| United States v. Gautam Adani and others | U.S. District Court for the Eastern District of New York | Criminal | 24-CR-433 (NGG) | November 2024 | Counts against Gautam Adani, Sagar Adani and Vneet Jaain dismissed with prejudice on the DOJ's motion on 10 August 2026, per PTI. Counts against non-appearing co-defendants reserved |
| Brazilian public authorities, Samarco Mineração S.A., BHP Billiton Brasil Ltda. and Vale S.A. | Supreme Federal Court of Brazil (ratification) | Civil | Not stated in the sources read | 25 October 2024 | Ratified on 6 November 2024 |
| In re Red River Talc LLC | US Bankruptcy Court for the Southern District of Texas | Insolvency | Not confirmed in the records read | 20 September 2024 | Plan confirmation denied by Judge Christopher Lopez on 31 March 2025. J&J chose the tort system over an appeal. |
| In the Matter of S&P Global Ratings | US Securities and Exchange Commission | Regulatory | Not published | 3 September 2024 | Settled order with admissions. |
| In the Matter of Icahn Enterprises L.P. and In the Matter of Carl C. Icahn | U.S. Securities and Exchange Commission | Regulatory | Press release 2024-99 | 19 August 2024 | Settled cease and desist orders, without admitting or denying |
| United States v. Gunvor S.A. | US District Court for the Eastern District of New York | Criminal | 24-CR-85 (ENV), shown on the plea agreement as 1:24-cr-00085-ENV | 1 March 2024 | Sentenced |
| Bain & Company South Africa v. National Treasury and others | High Court of South Africa | Civil | Not published | Early 2024, exact date not found | Pending. Reported unresolved on 30 July 2025. |
| Nigerian prosecutors and the Federal Inland Revenue Service v. Binance Holdings Limited | Federal High Court, Abuja | Criminal | Not published | 2024 | Tax case and EFCC money laundering case against Binance pending, with settlement talks reported. Charges against the executive withdrawn |
| CNMV review of Grifols, S.A. financial information | Comisión Nacional del Mercado de Valores | Regulatory | Not published | January 2024 | Review concluded with disclosure requirements |
| In re Terraform Labs Pte. Ltd. | US Bankruptcy Court for the District of Delaware | Insolvency | Not published | January 2024 | Liquidating Chapter 11 plan approved by the bankruptcy court on 20 September 2024. |
| United States v. Binance Holdings Limited and United States v. Changpeng Zhao | US Department of Justice and US District Court for the Western District of Washington | Criminal | Not published | 21 November 2023 | Corporate guilty plea with monitor. Founder sentenced and later pardoned |
| The Goldman Sachs Group, Inc. v Government of Malaysia | Arbitral tribunal (forum not named in Goldman's filing, reported by Bloomberg as a London arbitration court) | Arbitration | Not published | October 2023 | Ongoing as of the 10-Q filed 3 August 2026 |
| United States v. Alexander Mashinsky | US District Court for the Southern District of New York | Criminal | Not published | 13 July 2023 | Convicted by guilty plea and sentenced. Motion to vacate pending. |
| SEC v. Celsius Network Limited and Alexander Mashinsky | US Securities and Exchange Commission | Civil | 1:23-cv-06005 | 13 July 2023 | Complaint filed. Celsius consented to the requested relief. |
| FTC v. Mashinsky, Leon and Goldstein | US Federal Trade Commission | Regulatory | Not published | 13 July 2023 | Stipulated orders entered. One proposed order needed court approval. |
| Securities and Exchange Commission v. Binance Holdings Limited, et al. | US District Court for the District of Columbia | Civil | 1:23-cv-01599 | 5 June 2023 | Dismissed with prejudice |
| In the Matter of Rio Tinto plc | US Securities and Exchange Commission | Regulatory | Not stated in the sources read | 6 March 2023 | Final settled order |
| SEC v. Terraform Labs PTE Ltd. and Do Hyeong Kwon | US District Court for the Southern District of New York | Civil | 23-cv-1346 (JSR) | February 2023 | Jury verdict of liability on 5 April 2024, resolved by consent judgment entered on 12 June 2024. |
| Federal Public Prosecutor's Office v. Vale S.A., TUV SUD and individual defendants | 2nd Federal Criminal Court of Belo Horizonte, Brazil | Criminal | Not stated in the sources read | January 2023 (charges accepted 24 January 2023) | Evidence hearings under way since 23 February 2026, scheduled to end on 17 May 2027 |
| Harrington, United States Trustee, Region 2 v. Purdue Pharma L.P. | Supreme Court of the United States | Insolvency | 23-124 | 2023 | Decided on 27 June 2024, reversed and remanded. |
| United States v. Do Hyeong Kwon | US District Court for the Southern District of New York | Criminal | 23 Cr. 151 (PAE) | 2023 | Guilty plea on 12 August 2025, sentenced on 11 December 2025. |
| In the Matter of Wells Fargo Bank, N.A. | Consumer Financial Protection Bureau | Regulatory | Not published | 20 December 2022 | Order requiring over US$2 billion in redress and a US$1.7 billion civil penalty. |
| United States v. Danske Bank A/S | US Department of Justice and US District Court for the Southern District of New York | Criminal | Not published | 13 December 2022 | Guilty plea entered. Probation concluded on 13 December 2025 per the bank. |
| SEC v. Danske Bank A/S | US Securities and Exchange Commission | Civil | Not published | 13 December 2022 | Settled by consent to a final judgment |
| SEC v. Samuel Bankman-Fried | US Securities and Exchange Commission | Civil | Not published | 13 December 2022 | Complaint filed. Later stage not checked. |
| United States v. ABB Ltd | US District Court for the Eastern District of Virginia | Criminal | 1:22-CR-220 | 2 December 2022 | Dismissed with prejudice on 20 June 2025 after early termination of the DPA. |
| In the Matter of ABB Ltd | US Securities and Exchange Commission | Regulatory | Not published | 2 December 2022 | Settled cease-and-desist order. |
| Parquet National Financier and Airbus SE | Tribunal Judiciaire de Paris on request of the Parquet National Financier | Criminal | Not published | 17 November 2022 | CJIP approved on 30 November 2022, per Airbus. |
| In re FTX Trading Ltd. | US Bankruptcy Court | Insolvency | Not published | November 2022 | Plan in effect. Distributions continuing. |
| United States v. Lafarge S.A. and Lafarge Cement Syria S.A. | US District Court for the Eastern District of New York (Judge William F. Kuntz II) | Criminal | Not published in the release read | 18 October 2022 | Pleas entered and sentence imposed. Concluded. |
| The State v. McKinsey and Company Africa (Pty) Ltd and others | Palm Ridge Magistrate's Court, South Africa | Criminal | Not published | 30 September 2022 | Charges against the firm withdrawn in January 2025 according to McKinsey. Cases against individuals not covered. |
| Public Prosecutor v Dato' Sri Mohd Najib bin Hj Abd Razak | Federal Court of Malaysia | Criminal | Not published on the report we read | Federal Court decided 23 August 2022 | Conviction final. Sentence reduced by the Pardons Board in 2024. House arrest judicial review dismissed and the appeal dropped in 2026 |
| Schmitz v. Ericsson Inc. | US District Court for the District of Columbia | Civil | 1:22-cv-02317-CKK | 5 August 2022 | Motions to dismiss fully briefed and pending as of March 2026 |
| Cabinet Office decision on Bain & Company | UK Cabinet Office | Regulatory | Not published | August 2022 | Lifted for non-South African affiliates on 23 March 2023. South African unit excluded until 4 January 2025. Reinstatement declined in January 2025. No ruling found on Bain's judicial review. |
| In re Celsius Network LLC | US Bankruptcy Court for the Southern District of New York | Insolvency | Not published | 13 July 2022 | Plan effective. Company emerged on 31 January 2024. |
| In re Three Arrows Capital, Ltd. | US Bankruptcy Court for the Southern District of New York | Insolvency | 22-10920 (MG) | 1 July 2022 | BVI liquidation recognised as a foreign main proceeding, discovery and asset location continuing. |
| MAS enforcement action against Three Arrows Capital Pte. Ltd., Zhu Su and Kyle Livingston Davies | Monetary Authority of Singapore | Regulatory | Not published | 30 June 2022 | Reprimand issued June 2022, nine-year prohibition orders against the two directors in force from 13 September 2023. |
| In the matter of Three Arrows Capital Ltd | Eastern Caribbean Supreme Court, British Virgin Islands | Insolvency | Not published | 27 June 2022 | Liquidation ongoing, joint liquidators from Teneo appointed, asset recovery and creditor claims continuing. |
| United States v. Glencore International A.G. | US District Court for the Southern District of New York | Criminal | Not published on the release we read | 24 May 2022 | Guilty plea entered |
| Securities and Exchange Commission v. Vale S.A. | US District Court for the Eastern District of New York | Civil | Not stated in the sources read | 28 April 2022 | Settled on 28 March 2023 without admitting or denying, subject to court approval |
| United States v. Sung Kook (Bill) Hwang and Patrick Halligan | US District Court for the Southern District of New York | Criminal | Not published | 27 April 2022 | Hwang convicted and sentenced, appeal pending, free on bail as of January 2026 |
| SEC v. Sung Kook (Bill) Hwang, Patrick Halligan, William Tomita, Scott Becker, and Archegos Capital Management, LP | US District Court for the Southern District of New York | Civil | 1:22-cv-03402 | 27 April 2022 | Civil complaint filed, current status not confirmed as of October 2026 |
| Wirecard investors (model claimant) v. Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft and others | Bayerisches Oberstes Landesgericht | Civil | 101 Kap 1/22 | 14 March 2022 | Model case against EY ended after the Federal Court of Justice upheld the partial model decision, as reported on 23 October 2026. |
| Ministry of Land, Infrastructure, Transport and Tourism and Hino Motors, Ltd. | Ministry of Land, Infrastructure, Transport and Tourism of Japan | Regulatory | Not published | March 2022 | Certification of affected engines revoked in March 2022, as reported. Corrective order issued and revocation steps for more engine types begun on 9 September 2022. |
| Município de Mariana and others v BHP Group (UK) Limited and BHP Group Limited | High Court of Justice of England and Wales, Technology and Construction Court, and Court of Appeal (Civil Division) | Civil | HT-2022-000304 and HT-2023-000058, [2025] EWHC 3001 (TCC), [2026] EWCA Civ 502 | 2022 (current case numbers) | Liability determined. Permission to appeal refused on 6 May 2026. Damages trial expected in 2027. |
| In re LTL Management, LLC | US Court of Appeals for the Third Circuit | Insolvency | 22-2003 and related appeals | 2022 | Decided on 30 January 2023 with an instruction to dismiss LTL's Chapter 11 petition. |
| In the Matter of Nikola Corporation | U.S. Securities and Exchange Commission | Regulatory | Press release 2021-267 | 21 December 2021 | Settled administrative order, without admitting or denying |
| United States v. Credit Suisse Securities (Europe) Limited and Credit Suisse Group AG | US District Court for the Eastern District of New York | Criminal | 21-CR-520 (Credit Suisse Securities (Europe) Limited) and 21-CR-521 (Credit Suisse Group AG) | 19 October 2021 | Guilty plea by the UK unit. DPA with the parent extended to January 2026, formal end not found |
| United States v. The Boeing Company | US District Court for the Northern District of Texas | Criminal | 4:21-CR-005-O | 7 January 2021 | Dismissed on the government's motion on 6 November 2025. Crash families' mandamus petitions denied on 31 March 2026, rehearing en banc denied on 22 May 2026, mandate issued on 18 June 2026. |
| US Customs and Border Protection and Uniqlo | US Customs and Border Protection | Regulatory | Not published | January 2021 | Ruling dated 10 May 2021 upholding the detention. |
| Complaint by Sherpa and others against Uniqlo France, Inditex, SMCP and Skechers | French National Anti-Terrorism Prosecutor's Office (crimes against humanity unit), Paris investigating judge and Paris Court of Appeal investigation chamber | Criminal | Not published | 2021 | Inquiry halted on 12 April 2023. The complaint of 16 May 2023 met an order of lack of competence and refusal to investigate in May 2024, confirmed on appeal in February 2025. A further complaint was announced. |
| Zobay et al. v. MTN Group Limited et al., with the related Long case | US District Court for the Eastern District of New York | Civil | Not published | 2021 | Discovery in Zobay and the related Long case after the ruling of 25 September 2026. The separate Cabrera and Chand cases are in the District of Columbia and had no material updates. |
| Securities and Exchange Commission v. Luckin Coffee Inc. | US Securities and Exchange Commission, before the US District Court for the Southern District of New York | Civil | Press Release 2020-319 | 16 December 2020 | Settled without admitting or denying, approved by the court, penalties satisfied |
| Eskom Holdings and the Special Investigating Unit with ABB South Africa | Special Investigating Unit and Eskom, South Africa | Civil | Not published | 11 December 2020 | Full and final settlement. |
| United States v. Goldman Sachs (Malaysia) Sdn. Bhd. and The Goldman Sachs Group, Inc. | US District Court for the Eastern District of New York | Criminal | Not published on the release we read | 22 October 2020 | Final. GS Malaysia sentenced 9 June 2021 and the charge against the parent dismissed 6 May 2024 under the DPA, per Goldman |
| United States v. J&F Investimentos S.A. | US District Court for the Eastern District of New York | Criminal | Not published | 14 October 2020 | Guilty plea to a one-count information in the Eastern District of New York. No sentencing record was found. |
| In the Matter of J&F Investimentos S.A., JBS S.A., Joesley Batista and Wesley Batista | US Securities and Exchange Commission | Regulatory | Administrative Proceeding File No. 3-20124, as listed by the Stanford FCPA Clearinghouse | 14 October 2020 | Cease-and-desist order entered on consent. |
| United States v. Novartis Hellas S.A.C.I. | US Department of Justice, with informations filed in the US District Court for the District of New Jersey | Criminal | Not published in the release read | 25 June 2020 | Deferred prosecution agreement. No breach found in this review. |
| Wirecard AG | Amtsgericht München (Munich District Court) | Insolvency | Not published | 25 June 2020 | Application filed for insolvency due to impending insolvency and over-indebtedness |
| United States v. Wells Fargo & Company (DPA) and In the Matter of Wells Fargo & Company (SEC) | US Department of Justice and US Securities and Exchange Commission | Criminal | Not published | 21 February 2020 | Deferred prosecution agreement with a three-year term and SEC cease-and-desist order with a US$500 million penalty. |
| Serious Fraud Office v. Airbus SE | Court of England and Wales, approved by the President of the Queen's Bench Division | Criminal | Not published | 31 January 2020 | Deferred prosecution agreement approved on 31 January 2020. |
| United States v. Airbus SE | US District Court for the District of Columbia | Criminal | 1:20-cr-00021 | 28 January 2020 | Government motion to dismiss with prejudice filed on 28 July 2023 after full compliance with the DPA. Ruling on the motion not found in public records. |
| United States v. Purdue Pharma L.P. | US District Court for the District of New Jersey | Criminal | Not confirmed in the records read | 2020 | Guilty plea entered on 24 November 2020. Sentencing record not read. |
| Dubai Financial Services Authority re Abraaj Investment Management Limited and Abraaj Capital Limited | Dubai Financial Services Authority | Regulatory | Not published | 30 July 2019 | Enforcement decision announced 30 July 2019. A final regulator decision, with payment conditional on the firms' circumstances. |
| United States v. Facebook, Inc. | US District Court for the District of Columbia | Civil | Not published | 24 July 2019 | Stipulated order entered on 23 April 2020. |
| Securities and Exchange Commission v. Facebook, Inc. | US Securities and Exchange Commission | Civil | Not published | 24 July 2019 | Settled without admitting or denying, with consent to the entry of a final judgment. |
| In the Matter of Walmart Inc. | US Securities and Exchange Commission | Regulatory | Administrative Proceeding File No. 3-19207 | 20 June 2019 | Cease-and-desist order entered on consent on 20 June 2019. |
| United States v. WMT Brasilia S.a.r.l. and non-prosecution agreement with Walmart Inc. | US Department of Justice, Criminal Division Fraud Section and US Attorney's Office for the Eastern District of Virginia | Criminal | Not published | 20 June 2019 | Non-prosecution agreement with a three-year term. WMT Brasilia pleaded guilty on 20 June 2019. |
| Securities and Exchange Commission v. Arif M. Naqvi and Abraaj Investment Management Limited | US District Court for the Southern District of New York | Civil | 1:19-cv-03244 | 11 April 2019 | Complaint filed 11 April 2019 and later amended. Pending with no final judgment against Naqvi as of October 2026. |
| United States v. Ruja Ignatova | US District Court for the Southern District of New York | Criminal | Not published | 8 March 2019 | Charges pending. Defendant at large, warrant outstanding. |
| United States v. Huawei Technologies Co., Ltd., et al. | US District Court for the Eastern District of New York | Criminal | 18-CR-457 (AMD) | 28 January 2019 | Jury trial under way since 9 September 2026 before Judge Ann M. Donnelly. Verdict pending as of 25 October 2026. |
| United States v. Arif Naqvi, et al. | US District Court for the Southern District of New York | Criminal | Not published | 2019 | Naqvi indicted and contesting extradition from the United Kingdom, not surrendered or tried as of October 2026. Co-defendants Mustafa Abdel-Wadood and Sivendran Vettivetpillai pleaded guilty and agreed to cooperate. Waqar Siddique, Rafique Lakhani and Ashish Dave were charged in June 2019 and remain outside US custody. |
| The Republic of Mozambique (acting through its Attorney General) v Credit Suisse International and others | High Court of Justice, Business and Property Courts of England and Wales, Commercial Court | Civil | [2024] EWHC 1957 (Comm) | 2019 | Judgment given on 29 July 2024. Credit Suisse claims settled before trial |
| Shareholder plaintiffs v. Infosys Limited | US District Court for the Eastern District of New York | Civil | Not published | 2019 | Voluntarily dismissed without prejudice on 21 May 2020. |
| Inquiry concerning Infosys Limited | US Securities and Exchange Commission | Regulatory | Not published | 2019 | Concluded in March 2020, per the company. |
| The Republic of Mozambique v Credit Suisse International and others (Privinvest Defendants) | High Court of Justice, Business and Property Courts of England and Wales, Commercial Court | Civil | [2024] EWHC 1957 (Comm) | 2019 | Judgment given 29 July 2024. Permission to appeal refused 10 December 2024. Privinvest appeal struck out by the Court of Appeal on 6 May 2026, judgment final against Privinvest entities |
| US authorities and Swedbank AB | US Treasury Office of Foreign Assets Control, US Securities and Exchange Commission, US Department of Justice | Regulatory | Not published | 2019 | OFAC settled in June 2023. SEC and DOJ closed without enforcement. New York DFS open. |
| United States v. Telefonaktiebolaget LM Ericsson | US Department of Justice and US District Court for the Southern District of New York | Criminal | 19-CR-884 | 2019 | Plea agreement with probation through June 2024. Expired as of 2 June 2024 per the company. |
| Investigation following a BaFin complaint against several people | Staatsanwaltschaft München I (Munich public prosecutor) | Criminal | Not published | 2019 | Closed as to the two journalists |
| United States v. Low Taek Jho and Ng Chong Hwa | US District Court for the Eastern District of New York | Criminal | Not published on the release we read | 1 November 2018 | Charges against Low pending, Low at large as of October 2026 |
| United States and Petróleo Brasileiro S.A. - Petrobras | US Department of Justice, Criminal Division, Fraud Section | Criminal | Not stated in the sources read | 27 September 2018 | Non-prosecution agreement |
| In the Matter of Petróleo Brasileiro S.A. - Petrobras | US Securities and Exchange Commission | Regulatory | File No. 3-18843 | 27 September 2018 | Settled |
| In the matter of Abraaj Holdings | Grand Court of the Cayman Islands | Insolvency | Not published | 18 June 2018 | Provisional liquidation opened 18 June 2018 under PwC joint provisional liquidators. Ongoing. |
| Securities and Exchange Commission v. Theranos, Inc. and Elizabeth Holmes | US Securities and Exchange Commission, action in the US District Court for the Northern District of California | Civil | Not published | 14 March 2018 | Settled by Theranos and Holmes without admitting or denying, subject to court approval. |
| Public prosecutors v. Kobe Steel, Ltd. | Tachikawa Summary Court, Japan | Criminal | Not published | 2018 | Fine ordered on 13 March 2019. |
| United States v. Jean Boustani, Manuel Chang and others | US District Court for the Eastern District of New York | Criminal | 18-CR-681 (EDNY) | 2018, indictment unsealed in 2019 | Boustani acquitted in 2019. Chang convicted in 2024 and sentenced in 2025. Outcomes differ per defendant |
| The Federal Republic of Nigeria v Process and Industrial Developments Limited | High Court of Justice, Business and Property Courts of England and Wales, Commercial Court | Arbitration | CL-2019-000752 and CL-2018-000182, [2023] EWHC 2638 (Comm) | 2018 and 2019 (per claim numbers) | Awards set aside. Costs appeals dismissed |
| Investigation concerning Kobe Steel USA Inc. | US Department of Justice (grand jury request) | Criminal | Not published | October 2017 | Document request concluded in July 2019, as reported by the company. |
| United States v. Telia Company AB and United States v. Coscom LLC | US Department of Justice and US District Court for the Southern District of New York | Criminal | Not published | 21 September 2017 | Deferred prosecution agreement for Telia and guilty plea with sentence for Coscom |
| In the Matter of Telia Company AB | US Securities and Exchange Commission | Regulatory | Not published | 21 September 2017 | Settled administrative order |
| SFO investigation into the Rio Tinto Group | Serious Fraud Office (United Kingdom) | Criminal | Not published | 24 July 2017 | Closed in August 2023 |
| United States v. ZTE Corporation | US District Court for the Northern District of Texas, Dallas Division | Criminal | 3:17-CR-0120-K, as read from a scanned plea agreement caption with partly illegible characters | 7 March 2017 | Guilty plea entered. Five-year probation ended after a ruling reported on 23 March 2022. |
| Bureau of Industry and Security v. ZTE Corporation | US Department of Commerce, Bureau of Industry and Security | Regulatory | Not published. The July 2018 termination order is Federal Register document 2018-15633 | 7 March 2017 | June 2018 settlement in force with a denial order suspended for 10 years. |
| United States v. Volkswagen AG | US District Court for the Eastern District of Michigan | Criminal | 2:16-cr-20394 | 11 January 2017 | Sentenced. Final. |
| Milan Public Prosecutor v Eni S.p.A. | Court of Milan | Criminal | Not published | 2017 | Closed by agreed sanction |
| United States v. Odebrecht S.A. | US District Court for the Eastern District of New York | Criminal | Not published on the release we read | 21 December 2016 | Guilty plea entered |
| In the Matter of Wells Fargo Bank, N.A. | Consumer Financial Protection Bureau | Regulatory | Not published | 8 September 2016 | Consent order with a US$100 million penalty, alongside OCC and Los Angeles actions. The OCC's 2016 sales practices consent order was terminated in 2024, according to Wells Fargo. |
| United States v. assets traceable to 1MDB (in rem) | US District Court for the Central District of California | Civil | Not published on the releases we read | 20 July 2016 | Low related assets resolved by the October 2019 settlement |
| United States v. Olympus Corp. of the Americas, and United States v. Olympus Latin America Inc. | US District Court for the District of New Jersey | Criminal | Not published | 1 March 2016 | Three-year deferred prosecution agreements announced on 1 March 2016. Later disposition not reviewed. |
| United States v. VimpelCom Ltd. and United States v. Unitel LLC | US Department of Justice and US District Court for the Southern District of New York | Criminal | Not published | 18 February 2016 | DPA concluded and motion to dismiss deferred charges filed, per VEON |
| French investigation of Lafarge SA | French investigating judges, Paris, with review by the Cour de cassation | Criminal | Not published | 2016 | Charge of complicity in crimes against humanity upheld on 16 January 2024. Investigation ongoing. |
| Financial Services Agency and Toshiba Corporation | Financial Services Agency of Japan, on recommendation of the Securities and Exchange Surveillance Commission | Regulatory | Not published | 7 December 2015 | Administrative monetary penalty order issued. |
| Tokyo Stock Exchange and Toshiba Corporation | Tokyo Stock Exchange | Regulatory | Not published | 15 September 2015 | Designation and penalty imposed. |
| SEBI v. B Ramalinga Raju and other Satyam promoters | Securities and Exchange Board of India, with appeals to the Securities Appellate Tribunal | Regulatory | WTM/AN/SRO/SRO/29840/2023-24 (order of 30 November 2023) | July 2014 | Revised SEBI order dated 30 November 2023. Supreme Court civil appeals of 2017 cited in the order as pending. |
| United States v. McGraw-Hill Companies, Inc. and Standard & Poor's Financial Services LLC | US District Court for the Central District of California | Civil | Not published | February 2013 | Settled on 3 February 2015 together with claims by 19 states and the District of Columbia. |
| Turkcell and East Asian Consortium (EAC) v. MTN Group Limited and others | High Court of South Africa, Supreme Court of Appeal and Constitutional Court | Civil | Not published | 2013 | Jurisdiction upheld by the Supreme Court of Appeal on 29 April 2025. Notice of intention to appeal to the Constitutional Court filed on 21 May 2025. No decision found as of October 2026. No merits hearing. |
| Securities and Exchange Surveillance Commission in relation to Olympus Corporation | Securities and Exchange Surveillance Commission, Japan | Regulatory | Not published | 13 April 2012 | Recommendation of administrative monetary penalties made on 13 April 2012. The final penalty order was not read for this review. |
| SEC v. Satyam Computer Services Limited, and In the Matter of PwC India affiliates | US Securities and Exchange Commission | Regulatory | Press Release 2011-82 | 5 April 2011 | Settled on 5 April 2011. |
| SEC v. Galleon Management, LP, Raj Rajaratnam and others | US District Court for the Southern District of New York | Civil | 09-CV-8811 (JSR) | 16 October 2009 | Final. Civil penalty judgment entered 8 November 2011 |
| Securities and Exchange Commission v. Stanford International Bank, Ltd., et al. | US District Court for the Northern District of Texas, appeal to the US Court of Appeals for the Fifth Circuit | Civil | 3:09-cv-298-N | 17 February 2009 | Final judgment entered 29 January 2025, affirmed by the Fifth Circuit on 1 April 2026, certiorari denied 5 October 2026. |
| United States v. Bernard L. Madoff | US District Court for the Southern District of New York | Criminal | No. 09 Cr. 213 (DC) | 2009 | Final. Guilty plea and sentence entered, no appeal, defendant deceased. |
| United States v. Raj Rajaratnam | US District Court for the Southern District of New York and US Court of Appeals for the Second Circuit | Criminal | Appeal docket 11-4416-cr | 2009 | Final. Conviction affirmed on 24 June 2013 |
| United States v. Robert Allen Stanford | US District Court for the Southern District of Texas, appeal to the US Court of Appeals for the Fifth Circuit | Criminal | Not published | 2009 | Conviction and 110 year sentence affirmed in October 2015, certiorari denied in November 2016. Final. |
| United States v. Siemens AG and three subsidiaries | US District Court for the District of Columbia (Judge Richard J. Leon) | Criminal | Not published in the release read | 15 December 2008 | Guilty pleas entered and fines imposed. Concluded. |
| Securities and Exchange Commission v. Siemens AG | US Securities and Exchange Commission | Civil | Not published in the release read | 15 December 2008 | Settled by consent judgment without admission or denial. Concluded. |
| Securities Investor Protection Corporation v. Bernard L. Madoff Investment Securities LLC | US Bankruptcy Court for the Southern District of New York | Insolvency | Adv. Pro. No. 08-01789 (SMB) | December 2008 | SIPA liquidation open. Interim distributions continuing. |
| Milieudefensie and Nigerian farmers v Shell plc and Shell Nigeria | Court of Appeal of The Hague | Civil | ECLI:NL:GHDHA:2021:132, ECLI:NL:GHDHA:2021:133 and ECLI:NL:GHDHA:2021:134, as listed on the court release | 2008 | Settled after final liability ruling |
| United States v. Purdue (OxyContin misbranding) | US District Court for the Western District of Virginia | Criminal | Not confirmed in the records read | 2007 | Guilty plea and court proceeding of 20 July 2007, as described by the US Attorney. |
| Securities and Exchange Commission v. Richard A. Causey, Jeffrey K. Skilling and Kenneth L. Lay | US Securities and Exchange Commission, US District Court for the Southern District of Texas | Civil | Not published | 8 July 2004 | Civil allegations against Lay never adjudicated to a finding against him before his death on 5 July 2006. |
| United States v. Jeffrey K. Skilling, Kenneth L. Lay and Richard A. Causey | US District Court for the Southern District of Texas, appeals to the US Court of Appeals for the Fifth Circuit and the Supreme Court of the United States | Criminal | Cr. No. H-04-0025 | 2004 | Skilling convicted and sentence final after a 2013 resentencing. Lay's conviction vacated and indictment dismissed on 17 October 2006. |
| In the matter of Hindenburg allegations against Adani Group. Noticees include Adani Ports and Special Economic Zone, Adani Power, Adani Enterprises, Milestone Tradelinks and Rehvar Infrastructure | Securities and Exchange Board of India | Regulatory | WTM/KV/CFID/CFID-SEC1/31672/2025-26 (a companion order on Adicorp Enterprises is WTM/KV/CFID/CFID-TPD/31671/2025-26) | Not published | Final order issued |
| CSRC and Hengda Real Estate Group | China Securities Regulatory Commission | Regulatory | Not published | Not published | Penalty decision issued |
| Re China Evergrande Group | High Court of the Hong Kong Special Administrative Region | Insolvency | Not published | Not published | Winding-up order made. Liquidation in progress. |
| Liquidators of China Evergrande Group v. PwC entities | Hong Kong court | Civil | Not published | Not published | Proceedings heard in May 2026. No decision reported. |
| Danish Special Crime Unit and Danske Bank A/S | Danish Special Crime Unit | Criminal | Not published | Not published | Resolved by acceptance of a fine and confiscation |
| Milan Public Prosecutor v Eni S.p.A., Royal Dutch Shell plc and others | Tribunal of Milan | Criminal | Not published on the pages we read | Not published | Final acquittal |
| Federal Republic of Nigeria v Eni S.p.A. and Shell | Italian courts (civil claims of the Federal Republic of Nigeria) | Civil | Not published | Not published | Waived by Nigeria, then settled |
| Federal Republic of Nigeria v Royal Dutch Shell plc, Eni S.p.A. and others | High Court of England and Wales | Civil | Not published on the page we read | Not published | Dismissed for lack of jurisdiction |
| APAS and Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft | Abschlussprüferaufsichtsstelle (APAS) at the Federal Office for Economic Affairs and Export Control | Audit | Not published | Not published | Sanctions accepted without appeal according to EY. |
| United States v. Samuel Bankman-Fried | US District Court for the Southern District of New York, US Court of Appeals for the Second Circuit and Supreme Court of the United States | Criminal | No. 24-961 (Second Circuit), No. 26-349 (Supreme Court) | Not published | Conviction affirmed by the Second Circuit on 12 June 2026. Certiorari petition pending. |
| Serious Fraud Office v Glencore Energy UK Ltd | Southwark Crown Court | Criminal | Not published | Not published | Sentenced |
| Office of the Attorney General of Switzerland v Glencore International AG | Office of the Attorney General of Switzerland | Criminal | Not published | Not published | Closed by summary penalty order |
| CNMV sanction proceeding against Grifols, S.A. and current and former directors | Comisión Nacional del Mercado de Valores | Regulatory | Not published | Not published | Sanction resolved on 24 July 2025. Reported as under appeal. |
| Office of the Attorney General of Switzerland v Gunvor | Office of the Attorney General of Switzerland | Criminal | Not published | Not published | Concluded |
| Investor plaintiffs v. Icahn Enterprises L.P. and others | U.S. District Court (Judge K. Michael Moore) | Civil | Not published | Not published | Dismissed without prejudice on 13 September 2024, per IEP |
| Inquiries concerning Infosys Limited | Indian regulatory authorities (not named in the filing) | Regulatory | Not published | Not stated in the sources read | Company says it answered all inquiries, last on 15 May 2020. No outcome found as of October 2026. |
| J&F Investimentos S.A. request concerning its leniency agreement with the Federal Prosecution Service | Supreme Federal Court of Brazil | Criminal | Not published | Not published | Fine suspended by individual decision in December 2023, PGR appeal pending as last reported. |
| Executive Counsel to the FRC v. KPMG LLP, KPMG Audit plc and two former partners | Financial Reporting Council, Audit Enforcement Procedure | Audit | Not published | Not published | Final settlement decisions with admissions. |
| Executive Counsel to the FRC v. KPMG LLP and former partner and employees | Independent Disciplinary Tribunal under the FRC Accountancy Scheme | Audit | Not published | Not published | Final tribunal decision. |
| Official Receiver as liquidator of Carillion plc v. KPMG LLP | High Court of England and Wales | Civil | Not published | Not published | Settled on confidential terms in February 2023. |
| French prosecution of Lafarge SA and eight individual defendants | Paris criminal court | Criminal | Not published | Not published | First-instance judgment on 13 April 2026. Under appeal. |
| Information Commissioner v. Facebook Inc. and Facebook Ireland Limited | UK Information Commissioner's Office and First-tier Tribunal | Regulatory | Not published | Not published | Appeals withdrawn by both sides under an agreement of 30 October 2019. |
| In re Facebook, Inc. Derivative Litigation | Delaware Court of Chancery | Civil | C.A. No. 2018-0307-JRS, as listed by plaintiffs' counsel | Not published | Settlement approved on 7 April 2026. |
| United States v. Trevor Milton | U.S. District Court for the Southern District of New York | Criminal | Not published | Not published | Conviction of 14 October 2022 and sentence of 18 December 2023, followed by a full presidential pardon on 27 March 2025 |
| Financial Conduct Authority v. NMC Health plc (in administration) | Financial Conduct Authority (United Kingdom) | Regulatory | Not published | Not published | Public censure issued |
| Greek prosecution of two former protected witnesses in the Novartis case | Three-Member Misdemeanours Court of Athens (Trimeles Plimmeleiodikeio Athinon), sitting at second instance | Criminal | Not published | Not published | Convictions upheld at second instance on 13 January 2026. Cassation status not established. |
| Extension request in Reclamação 43007 | Supremo Tribunal Federal (Brazilian Supreme Court) | Criminal | Reclamação 43007 | Not published | Single justice decision in force, appeals pending before the Second Panel |
| Companhia Novonor S.A., petitioner | Supremo Tribunal Federal (Brazilian Supreme Court) | Civil | Petição 11972 | Not published | Fines suspended. Renegotiation handled in ADPF 1051 |
| Action filed by PSOL, PCdoB and Solidariedade on Lava Jato leniency agreements | Supremo Tribunal Federal (Brazilian Supreme Court) | Civil | ADPF 1051 | Not published | Rapporteur homologation of 15 August 2025 awaiting plenary confirmation, review requested |
| Public prosecutors v. Olympus Corporation and three former executives | Tokyo District Court | Criminal | Not published | Not stated in the sources read | First instance verdict on 3 July 2013 after guilty pleas. No appeal found in the sources read. |
| United States v. Karl Sebastian Greenwood | US District Court for the Southern District of New York | Criminal | Not published | Not published | Convicted by guilty plea and sentenced. Sentence affirmed on appeal, final as of October 2026. |
| In re Petrobras Securities Litigation | US District Court for the Southern District of New York | Civil | No. 14-cv-9662 | Not stated in the sources read | Settlement in principle announced on 3 January 2018 and submitted for court review |
| CSRC and Ministry of Finance v. PricewaterhouseCoopers Zhong Tian LLP | China Securities Regulatory Commission and Ministry of Finance of the People's Republic of China | Regulatory | Not published | Not published | Penalties imposed and accepted by the firm. |
| Tax Practitioners Board and PricewaterhouseCoopers Australia | Tax Practitioners Board | Regulatory | Not published | Not published | Decision issued. Separate AFP investigation ongoing as of August 2025. |
| Liquidators of China Evergrande Group v. three PwC entities including PwC International | High Court of the Hong Kong Special Administrative Region | Civil | Not published | Not published | Application by PwC International to be removed as a defendant rejected. Substantive proceedings pending. |
| Federal Republic of Nigeria v. two P&ID directors and P&ID | Federal High Court, Abuja | Criminal | Not published | Not published | Convictions on guilty pleas, per the EFCC |
| Australian Securities and Investments Commission v Rio Tinto Limited and others | Federal Court of Australia | Civil | Not stated in the sources read | Not stated in the sources read | Settled in 2022 |
| Central Bureau of Investigation v. B Ramalinga Raju and others | Court of the Additional Chief Metropolitan Magistrate (special court), Hyderabad, and the Metropolitan Sessions Court, Hyderabad | Criminal | Not published | Not stated in the sources read | Convictions on 9 April 2015. Appeals pending with sentences suspended since 11 May 2015. |
| Milan Public Prosecutor v Royal Dutch Shell plc, Eni S.p.A. and others | Tribunal of Milan | Criminal | Not published on the pages we read | Not published | Final acquittal |
| Alame and others v Shell plc and Renaissance Africa Energy Company Limited (formerly SPDC) | High Court of England and Wales | Civil | KB-2022-005017, KB-2023-000252 and related claims, [2025] EWHC 1539 (KB) | Not published | Preliminary issues decided, full trial pending |
| Greek prosecution of former Siemens, Siemens Hellas and OTE executives and intermediaries | Five-Member Appeals Court for Felonies, Athens | Criminal | Not published | Not published | Appeal decided on 26 September 2022. No further step found. |
| FSCA v. Steinhoff International Holdings N.V. | Financial Sector Conduct Authority (South Africa) | Regulatory | Not published | Not published | Penalty imposed, remitted and paid |
| Public prosecutor v. former managing directors of Steinhoff Europe Group Services | Landgericht Oldenburg (Oldenburg Regional Court) | Criminal | Not published | Not published | Convictions at first instance, not final when reported |
| Steinhoff International Holdings N.V. in liquidatie | Liquidators of Steinhoff International Holdings N.V. | Insolvency | Not published | Not published | Liquidation completed |
| Inquiries concerning Super Micro Computer, Inc. | U.S. Department of Justice and U.S. Securities and Exchange Commission | Regulatory | Not published | Not published | Document requests disclosed February 2025. Company says it is cooperating with a government investigation, no public charge against the company as of October 2026 |
| Finansinspektionen and Swedbank AB | Finansinspektionen (Swedish Financial Supervisory Authority) | Regulatory | Not published in the release read | Not published | Sanction issued on 19 March 2020. |
| Swedish Prosecution Authority v. former chief executive of Swedbank | Supreme Court of Sweden (Högsta domstolen) | Criminal | B 7476-24 | Not published | Acquitted by the Supreme Court on 21 April 2026. Final. |
| Swedish Prosecution Authority v. three former Telia executives | Stockholm District Court and Svea Court of Appeal | Criminal | B 12201-17 and B 12203-17 (Stockholm District Court) | Not published | Acquittals upheld on appeal |
| United States v. Elizabeth Holmes | US District Court for the Northern District of California, appeal to the US Court of Appeals for the Ninth Circuit | Criminal | Not published | Not published | Conviction affirmed in February 2025 and rehearing en banc denied on 8 May 2025. No clemency grant listed as of 20 October 2026. |
| United States v. Trafigura Beheer B.V. | US Department of Justice, with the US Attorney's Office for the Southern District of Florida | Criminal | Not published on the release we read | Not published | Guilty plea entered |
| Office of the Attorney General of Switzerland v Trafigura Beheer BV and others | Swiss Federal Criminal Court, Bellinzona | Criminal | Not published on the pages we read | Not published | Appeal pending |
| Public Prosecution Service v Trafigura Beheer B.V. and others | Amsterdam District Court and Amsterdam Court of Appeal | Criminal | Not published | Not published | Final. Appeals withdrawn after a settlement with the prosecutor on 16 November 2012, per Trafigura |
| Public prosecutor v. four former Volkswagen managers | Landgericht Braunschweig (Braunschweig Regional Court) | Criminal | Not published | Not published | First instance verdicts on 26 May 2025. Appeal status unverified as of October 2026. |
| Public prosecutor v. former Wirecard managers | Landgericht München I (Munich Regional Court I) | Criminal | Not published | Not published in the sources read | Main hearing ongoing, evidence phase closing, verdict pending as of 8 October 2026 |