Topic
Market conduct
19 assessed claims about market conduct involving 13 organizations. The labels compare each claim with the record. They do not rate the organizations.
- Supported9
- Partly supported1
- Contradicted1
- Outdated3
- Unresolved3
- Opinion2
- Unresolved47Spain's Anti-Corruption Prosecutor alleges that Gotham City Research and others spread biased and misleading information about Grifols to push down its share price.
- Supported93The Monetary Authority of Singapore said it issued nine-year prohibition orders against Three Arrows Capital directors Zhu Su and Kyle Livingston Davies that took effect on 13 September 2023.
- Supported90The SEC and the US Department of Justice said Celsius and Mashinsky manipulated the price of the CEL token through undisclosed buybacks funded in part with customer money.
- Outdated89The SEC charged Binance, two Binance.US entities and Binance's founder in June 2023 with violating US securities laws.
- Opinion65An Australian Senate committee report of June 2023 described PwC's handling of confidential tax consultations as a calculated breach of trust.
- Opinion54The May 2023 Hindenburg report described IEP's economic structure as ponzi-like.
- Unresolved42The Hindenburg report said Icahn had been using money taken in from new investors to pay dividends to old investors.
- Unresolved46The January 2023 Hindenburg report said the Adani Group had engaged in a brazen stock manipulation and accounting fraud scheme over decades.
- Supported88The Tax Practitioners Board said in January 2023 that PwC breached its obligations under the law and the Code of Professional Conduct over a former partner's disclosure of confidential Treasury information.
- Supported86The SEC alleged in April 2022 that Bill Hwang entered into total return swaps with no economic purpose other than to drive up the prices of the underlying stocks.
- Supported82The SEC said Archegos grew to more than US$36 billion in capital with about US$160 billion in market exposure at its peak in March 2021.
- Outdated71After a BaFin criminal complaint, Munich prosecutors were investigating two Financial Times journalists over suspected securities law violations linked to their Wirecard reporting.
- Supported88The Dubai Financial Services Authority said on 30 July 2019 that it fined two Abraaj entities a total of about US$314.6 million for deceiving investors and the regulator.
- Outdated80SEBI ordered in July 2014 that Satyam's founder and others return Rs 1,849 crore in unlawful gains with interest and barred them from the securities market for 14 years.
- Contradicted91On appeal Raj Rajaratnam argued that the FBI wiretaps used against him were unlawfully authorized and that his conviction should be reversed.
- Supported90The SEC said in November 2011 that a federal court ordered Raj Rajaratnam to pay a US$92.8 million civil penalty in its insider trading case.
- Partly supported74The SEC said the US$92.8 million penalty against Raj Rajaratnam was the largest ever assessed against an individual in an SEC insider trading case.
- Supported94The US Attorney for the Southern District of New York said in October 2011 that Galleon founder Raj Rajaratnam was convicted on all 14 counts and sentenced to 11 years in prison for insider trading.
- Supported82The SEC Office of Inspector General found that the agency received credible complaints about Madoff but never performed a thorough investigation and could have uncovered the scheme before he confessed.Bernard L. Madoff Investment Securities LLCOfficial report, August 20093 records citedMarket conduct